DEPARTMENT OF THE ARMY SMALL BUSINESS INNOVATION RESEARCH (SBIR) PROGRAM SBIR 21.4 Broad Agency Announcement (BAA) Army Applied SBIR Opportunity (ASO) Announcement November 16, 2021: ASO issued for pre-release November 30, 2021: Army begins accepting proposals January 4, 2022: Deadline for receipt of proposals no later than 12:00 p.m. ET IMPORTANT Deadline for Receipt : Proposals must be completely submitted no later than 12:00 p.m. ET, January 4, 2022. Proposals submitted after 12:00 p.m. will not be evaluated. The final proposal submission includes successful completion of all firm level forms, all required volumes, and electronic corporate official certification. Classified proposals will not be accepted under the DoD SBIR Program. This BAA and the Defense SBIR/STTR Innovation Portal (DSIP) sites are designed to reduce the time and cost required to prepare a formal proposal. The DSIP is the official portal for DoD SBIR/STTR proposal submission. Proposers are required to submit proposals via DSIP; proposals submitted by any other means will be disregarded. Proposers submitting through this site for the first time will be asked to register. Effective with this announcement, firms are required to register for a login.gov account and link it to their DSIP account. See section 4.14 for more information regarding registration. The Small Business Administration, through its SBIR/STTR Policy Directive, purposely departs from normal Government solicitation formats and requirements and authorizes agencies to simplify the SBIR/STTR award process and minimize the regulatory burden on small business. Therefore, consistent with the SBA SBIR/STTR Policy Directive, the Department of Defense is soliciting proposals as a Broad Agency Announcement. SBIR/STTR Updates and Notices: To be notified of SBIR/STTR opportunities and to receive e-mail updates on the DoD SBIR and STTR Programs, you are invited to subscribe to our Listserv by emailing
[email protected]. Help Desk: If you have questions about the Defense Department's SBIR or STTR Programs, please call the DoD SBIR/STTR Help Desk at 1-703-214-1333, or email to
[email protected]. Topic Q&A : The Topic Q&A for this BAA opens on November 16, 2021 and closes to new questions on December 21, 2021 at 12:00 PM ET. Proposers may submit written questions through Topic Q&A at https://www.dodsbirsttr.mil/submissions/login or through the SBIR Mailbox at usarmy.pentagon.hqda-asa-alt.mbx.army-applied-sbir-program@mail.mil. In Topic Q&A, the questioner and respondent remain anonymous and all questions and answers are posted electronically for general viewing. Once the BAA closes to proposal submission, no communication of any kind with the topic author or through Topic Q&A regarding your submitted proposal is allowed. Questions should be limited to specific information related to improving the understanding of a particular topic’s requirements. Proposing firms may not ask for advice or guidance on solution approach and you may not submit additional material to the topic author. If information provided during an exchange with the topic author is deemed necessary for proposal preparation, that information will be made available to all parties through Topic Q&A. Proposing firms are advised to monitor Topic Q&A during the BAA period for questions and answers. Proposing firms should also frequently monitor DSIP for updates and amendments to the topics. This Army Applied SBIR Opportunity (ASO) is issued under the Army Broad Agency Announcement (BAA) for SBIR/STTR 21.4. All proposals in response to the technical area(s) described herein will be submitted in accordance with the instructions provided under 21.4, found here: https://beta.sam.gov/opp/b79ded14dcf54451bcfb11bddf5cd259/view?keywords=%22army%20sbir%22&sort=-relevance&index=opp&is_active=true&page=1. a. Eligibility The eligibility requirements for the SBIR/STTR programs are unique and do not correspond to those of other small business programs. Please refer to Section 3.1, Eligible Applicants, of BAA 21.4 for full eligibility requirements. b. Anticipated Structure/Award Information Phase I Please refer to Section 1, Funding Opportunity Description, provided in BAA 21.4 for detailed information regarding SBIR/STTR phase structure and flexibility. For this BAA, the Department of the Army will accept Phase I proposals for the cost of up to $250,000 for a 6-month period of performance. Proposers should refer to Section 4, Application and Submission information, of BAA 21.4 for detailed proposal preparation instructions. Proposals that do not comply with the requirements detailed in BAA 21.4 and the research objectives of this ASO are considered non-conforming and therefore are not evaluated nor considered for award. Phase I proposals shall not exceed 5 pages. Phase I commercialization strategy shall not exceed 10 slides. This should be the last section of the Technical Volume and will not count against the 5-page limit. Please refer to Appendix A of BAA 21.4 for detailed instructions on Phase I proposal preparation. Phase II Please refer to Section 1, Funding Opportunity Description, provided in BAA 21.4 for detailed information regarding SBIR/STTR phase structure and flexibility. For this BAA, Department of the Army will accept Phase II proposals for the cost of up to $1,700,000 for an 18-month period of performance. Proposers should refer to Section 4, Application and Submission information, of BAA 21.4 for detailed proposal preparation instructions. Proposals that do not comply with the requirements detailed in BAA 21.4 and the research objectives of this ASO are considered non-conforming and therefore are not evaluated nor considered for award. Phase II proposals shall not exceed 10 pages. Phase II commercialization strategy shall not exceed 10 slides. This should be the last section of the Technical Volume and will not count against the 10-page limit. Please refer to Appendix A of BAA 21.4 for detailed instructions on Phase II proposal preparation. c. Evaluation of Proposals Section 5, Evaluation of Proposals, in BAA 21.4 provides detailed information on proposal evaluation and the selection process for this ASO. d . Discretionary Technical and Business Assistance (TABA) Participation in the Army applied SBIR TABA program is voluntary for each Army Applied SBIR awardee. Services provided to Army Applied SBIR firms under the auspices of the TABA program may include, but are not limited to: Access to a network of scientists, engineers, and technologists focused on commercialization and transition considerations such as protected supply chain management, advanced manufacturing, process/product/production scaling, etc; Assistance with intellectual property protections, such as legal considerations, intellectual property rights, patent filing, patent fees, licensing considerations, etc; Commercialization and technology transition support such as market research, market validation, development of regulatory or manufacturing plans, brand development; Regulatory support such as product domain regulatory considerations, regulatory planning, and regulatory strategy development. Vendors. The Army will select a preferred vendor for the Army Applied SBIR TABA program through a competitive process. Alternately, a small business concern may, by contract or otherwise, select one or more vendors to assist the firm in meeting the goals listed above. The Applicant must request the authority to select its own TABA provider in the Applied SBIR proposal, demonstrating that the vendor is uniquely postured to provide the specific technical and business services required. Participation. Participation in the Army Applied SBIR TABA program is voluntary for each Army Applied SBIR awardee. If a small business concern selects their own vendor, they must include the request in the Applied SBIR proposal. If a small business concern opts to use the Army preferred vendor, the firm may opt into the program at any time during execution of the SBIR project. Resources. The Applied SBIR program sponsors participation in the TABA program. The resource limitation for each firm is: Phase I Firms: Up to $6,500 per project per year (in addition to the base SBIR award amount); Phase II Firms: Up to $50,000 per project; Army-Preferred Vendor: In addition to the base SBIR award amount; Firm-Selected Vendor: Included in the base SBIR award amount and must be included in Phase II proposal. e. Due Date/Time Full proposal packages (Proposal Cover Sheet, Technical Volume, Price/Cost Volume, and Company Commercialization Report inclusive of supporting documentation) must be submitted via the DoD SBIR/STTR Proposal Submission website per the instructions outlined in BAA 21.4 Section 4.3 Electronic Submission no later than 12:00 p.m. ET, January 4, 2022. Army SBIR 21.4 Topic Index A214-051 Asynchronous Neuromorphic Digital Readout Circuit for Infrared Cameras for Autonomous Target Acquisition and Autonomous Vehicles A214-051 TITLE: Asynchronous Neuromorphic Digital Readout Circuit for Infrared Cameras for Autonomous Target Acquisition and Autonomous Vehicles OBJECTIVE: Most military scenarios consist of highly cluttered and dynamic scenes. Asynchronous on chip smart event cameras can eliminate cluttered scenarios with a much-reduced latency, power, and would be able to hand off images of interest to imbedded autonomous target algorithms. Development of a smart digital readout circuit, with embedded processing, containing this capability would significantly enhance infrared cameras for use in autonomous detection. The objective of this topic is to take this new technology and apply it to the 3GEN FLIR program and all other systems that use or will use 3GEN FLIR Cameras. DESCRIPTION: Currently, 3GEN FLIR consists of imaging in two infrared bands with four fields of view. This capability for the Army increases the effectiveness of the sensors to operate in all atmospheric conditions with much longer range than previous versions. In addition, new ground systems will employ autonomous vehicles that will have to contain some use of artificial intelligence to navigate and target. This will regain overmatch by reducing target acquisition time and engagement timelines compared to today’s manual search and acquiring “next target” process. It will also reduce the cognitive burden for vehicle crew by automating search and acquisition – targets are verified by man-in-the-loop prior to engagement. The project, if successful, will make a game changing improvement by indicating temporal events at the focal plane level and reduce latency of target acquisition times. This project will design a neuromorphic chip to be combined with the digital 3GEN FLIR readout circuit at the 12 micron pixel level. This two chip stacked readout will perform the basic sensor functions as well as the neuromorphic processing. Power dissipation of the neuromorphic chip will be at a minimum since it is cryogenically cooled to 75K and added heat load needs to be minimized. PHASE I: Phase I will be a short study phase to come up with a neuromorphic design chip. PHASE II: Phase II will consist of the design and fabrication of the asynchronous neuromorphic digital readout. Testing will be done to prove out the concept performance. If Phase II Sequential required, it should demonstrate the chip in a 3GEN FLIR focal plane. Packaging and testing will validate the conceptual success of the project. PHASE III: Phase III will consist of the commercialization of the selected proposal. KEYWORDS: 3GEN FLIR, Neuromorphic chip, latency REFERENCES: C. Brandli et al, “A 240x180 130 dB 3 us latency global shutter spatiotemporal vision sensor,” IEEE J. Solid-State Cir., vol. 49, no. 10, Oct. 2014. C. Frenkel, et al, “A 28-nm convolutional neuromorphic proc enabling online learning with spike-based retinas,” IEEE Int. Symp. Cir. and Sys. (ISCAS), 2020. K. A. Boahen, “Point-to-point connectivity between neuromorphic chips using address events,” IEEE trans Cir. and Sys. – II, vol. 47, no. 5, May 2000. A. Vanarse, et al, “A Review of Current Neuromorphic Approaches for Vision Auditory and Olfactory Sensors,” Frontiers in Neuroscience, vol. 10, Article 115, Mar. 2016